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Vice President, Futures and Options Compliance

  • Corporate and Institutional Banking Focused
  • Asia Pacific Coverage
  • Excellent Career Progression

Recognised as one of the Asia’s leading financial institutions, our client offers a full range of banking, investments and other financial products and services to its clients. An excellent opportunity has arisen for an experienced Futures and Options Compliance professional to join its Global Markets team. The role is based in Hong Kong.

The key responsibilities for this position are as follows:

  • Support Global Equities focusing on prime brokerage, index trading and clearing services including futures, options and OTCs in Hong Kong.
  • Implement plans from head offices across Asia Pacific region.
  • Provide advices on regulatory compliance matters as they effect the areas of the markets business.
  • Execute trainings to business areas and provide support to business units.
  • Work closely with other regulatory compliance teams to ensure procedures and practices are put into place.

Successful applicants will have the following skills and experience:

  • In-depth knowledge of products including Equities, Futures and Options.
  • Existing experience of working in a global markets segment is preferred.
  • Outstanding interpersonal and communication skills.
  • Knowledge of Hong Kong and Singapore rules and regulations.
  • Fluent in English and Chinese is a must.

Information provided is for recruitment purposes only.