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VP, Investment Banking & Capital Markets Compliance

  • Key Advisory Position
  • Global Bank
  • Excellent Remuneration Package

Our Client is a well-known Banking Group with an established and growing presence in Asia. The Bank engages in Corporate Banking, Institutional Banking, Transaction Banking and Global Markets business activities in Asia. An outstanding opportunity has arisen for an experienced Compliance professional to join the Hong Kong team.

The key responsibilities for this position are as follows:

  • Advice the Investment Banking and Capital Markets business units on key compliance and regulatory risk affecting their business.
  • Implement and manage compliance and risk control systems, procedures and surveillance & monitoring programs.
  • Lead the compliance monitoring and testing initiatives.
  • Ensure new regulations are communicated and implemented into the business.
  • Develop and deliver training to enhance awareness and knowledge of applicable laws and regulatory requirements.

Successful applicants will have the following skills and experience:

  • Degree qualified in law or accounting with at least 6 years of compliance experience gained in a global institution.
  • Strong knowledge of Capital Markets and Investment Banking is essential for this position.
  • Detailed oriented, motivated and able to multi-task in a fast-paced environment.
  • Excellent interpersonal skills with the ability to communicate and consult with a range of people across the business.
  • Strong analytical and problem-solving skills.
  • Exceptional written and oral communication skills are required.

Information provided is for recruitment purposes only.

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