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Head of Compliance, Asia Pacific, Asset Management

  • Key Leadership Position
  • Leading a team of 8+ across Asia
  • Prestigious Asset Management Firm

Our client is a global Asset Management firm with a strong history of success across Asia Pacific. Reporting to the Global Head of Compliance in the HQ, a fantastic position has arisen for an experienced compliance professional to lead the compliance team across Asia.

The key responsibilities for this position are as follows:

  • Lead the team and advise the business on changes to regulatory requirements.
  • Review and ensure the compliance monitoring program covers all areas of the firm.
  • Report monitoring issues identified to the business and work with top management to resolve the issue.
  • Lead and develop the Hong Kong, Singapore and other Asia countries’ compliance teams.
  • Develop and deliver compliance training to the firm and ensure the firm’s core compliance process is maintained.
  • Supervise and manage license registration and reporting activities.
  • Coordinate reviews by regulators and action enquiries on a timely basis.
  • Drive the key compliance projects on a regional and global basis.

Successful applicants will have the following skills and experience:

  • Degree qualified with at least 12+ years of compliance experience within a leading asset management group.
  • Strong knowledge of regulatory frameworks in Hong Kong and Asia region.
  • Excellent management experience with leading a sizeable team across region.
  • Proactive attitude with the ability to work under pressure.
  • Outstanding interpersonal and communication skills.
  • Excellent spoken and written English and Chinese.

Information provided is for recruitment purposes only.

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