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Head of Compliance

  • Newly Created Position
  • Global Asset Management Firm
  • Attractive Remuneration Package

Our client is a global asset management firm and a well-known brand across Asia. A fantastic opportunity has arisen for an experienced compliance professional to join this newly created business division based in Hong Kong. 

The key responsibilities for this position are as follows:

  • Management and oversight of compliance, MLRO and governance activities.
  • Develop and establish the AML and CTF framework, compliance policies and procedures in line with global regulatory requirements.
  • Proactively identify situations that may pose a significant compliance risk and develop/update policies, procedures and business practices.
  • Undertake review and analysis of new regulatory developments and communicate how these developments will impact business activities.
  • Provide training to the business on all compliance, regulatory and AML requirements.

Successful applicants will have the following skills and experience:

  • Degree qualified with at least 13 years of compliance experience within a leading asset management or private equity group.
  • Strong knowledge of alternatives investments is essential for this position.
  • Strong regulatory knowledge across Asia and prior experience with the SFC is required.
  • Proactive attitude with the ability to work under pressure.
  • Excellent interpersonal, written and oral communication skills with the ability to communicate and influence across all levels of management.
  • Able to demonstrate strong leadership experience.
  • Cantonese and Mandarin skills are not essential but would be an advantage.

Information provided is for recruitment purposes only.

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