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Compliance Manager
- Regional Focus
- Newly Created Position
- Excellent Corporate Culture & Benefits
Our client is a leading international Financial Services Group with a strong history across the Asia Pacific region in the Life Insurance, Pension and Asset Management businesses. The Group iscommitted to develop its compliance, governance and risk management structure/framework as a model leader in the industry. As part of continuous development, a fantastic opportunity has arisen for an experienced Compliance professional to join the Hong Kong based compliance team.
The key responsibilities for this position are as follows:
- Providing advice to the business on compliance matters across the Asia region.
- Monitor and update regulatory changes across Hong Kong, Singapore, Japan and other Asian jurisdictions.
- Handle licensing matters and meet regulatory filings timelines and reporting requirements.
- Provide compliance advice to business when screening new investments for compliance with AML and CFT.
- Support compliance reporting and related management information for senior management.
- Conduct compliance training.
Successful applicants will have the following skills and experience:
- Degree qualified with at least 6 years ofcompliance experience gain in a leading financial services firm or investment management firm.
- Strong knowledge of SFC and regional rules and regulations is essential for this role.
- High degree of initiative and strong commitment to meeting deadlines.
- Excellent organisational, prioritisation and time management skills.
- Ability to work under stress and meet tight deadlines.
- Excellent communications skills with fluency in English.
Information provided is for recruitment purposes only.
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