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Compliance Manager

  • Regional Focus
  • Newly Created Position
  • Excellent Corporate Culture & Benefits

Our client is a leading international Financial Services Group with a strong history across the Asia Pacific region in the Life Insurance, Pension and Asset Management businesses. The Group iscommitted to develop its compliance, governance and risk management structure/framework as a model leader in the industry. As part of continuous development, a fantastic opportunity has arisen for an experienced Compliance professional to join the Hong Kong based compliance team.

The key responsibilities for this position are as follows:

  • Providing advice to the business on compliance matters across the Asia region.
  • Monitor and update regulatory changes across Hong Kong, Singapore, Japan and other Asian jurisdictions.
  • Handle licensing matters and meet regulatory filings timelines and reporting requirements.
  • Provide compliance advice to business when screening new investments for compliance with AML and CFT.
  • Support compliance reporting and related management information for senior management.
  • Conduct compliance training.

Successful applicants will have the following skills and experience:

  • Degree qualified with at least 6 years ofcompliance experience gain in a leading financial services firm or investment management firm.
  • Strong knowledge of SFC and regional rules and regulations is essential for this role.
  • High degree of initiative and strong commitment to meeting deadlines.
  • Excellent organisational, prioritisation and time management skills.
  • Ability to work under stress and meet tight deadlines.
  • Excellent communications skills with fluency in English.

Information provided is for recruitment purposes only.

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