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MD, Regional Head of Governance, Risk & Conduct Compliance
- Key Leadership Position
- Global Financial Services Firm
- Excellent Corporate Culture
Recognised as a leading financial services firm, our client offers a full range of banking, investments and other financial products and services to its clients. An outstanding opportunity has arisen for a talented and motivated senior Risk / Compliance professional to join this dynamic firm.
The key responsibilities for this position are as follows:
- Define the APAC Compliance annual policies implementation plan and contribute to Group policy initiatives.
- Ensure the management of regional policies framework.
- Lead the drafting of relevant Compliance policy for the APAC region.
- Prepare and deliver the APAC Compliance annual training plan.
- Manage and deliver the risk assessment for Non-Financial Crime and Financial Crime risks.
- Management of the Anti-Bribery & Corruption (ABC) for the APAC region.
- Oversee the Conduct Risk for the APAC region.
Successful applicants will have the following skills and experience:
- Degree qualified with at least 15 years of Compliance or Risk experience gain in a leading global financial institution.
- Strong knowledge of rules and regulations across Asia Pacific.
- Excellent interpersonal skills with the ability of been able to work in a team environment.
- Excellent written and verbal communication skills.
- Prior managerial experience is essential.
- Fluent in Chinese will be an advantage.
Information provided is for recruitment purposes only.
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