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Head of Compliance, Asset Management

  • Global Asset Management Firm
  • Management Position
  • Attractive Remuneration Package

Our client is a global Asset Management firm and a well-known brand across Asia. A fantastic opportunity has arisen for an experienced compliance professional to be the Head of Compliance. Management of 3 people in the role.

The key responsibilities for this position are as follows:

  • Providing advise to the business on on changes to legal and regulatory requirements in Hong Kong and the region.
  • Update and implement the policies and operational controls required by SFC and other applicable regulators.
  • Supporting the development of appropriate compliance policies, procedures and associated communication and training.
  • Providing regular and relevant reporting to relevant governance forums (e.g. Boards, Fund Boards and Committees) and senior management.
  • Provide training to all staff on key compliance policies as well as regulatory requirements.
  • Liaise and continue to develop the relationship with the SFC and regulators across Asia.

Successful applicants will have the following skills and experience:

  • Degree qualified with at least 10 years of compliance experience within a leading asset management group or global bank.
  • Strong regulatory knowledge across Asia and prior experience with the SFC is required.
  • Proactive attitude with the ability to work under pressure.
  • Outstanding interpersonal and communication skills.
  • Able to demonstrate strong leadership experience.
  • Excellent spoken and written English.
  • Cantonese and Mandarin skills are not sessional but would be an advantage.

Information provided is for recruitment purposes only.

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