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Executive Director, China Compliance Advisory

  • Hong Kong Based
  • Leading Financial Services Group
  • Outstanding Remuneration Package

Our client is a leading financial services group with an outstanding history of financial success. As part of strategic growth, they are seeking a high-calibre Compliance professional to join the team based in Hong Kong.

The key responsibilities for this position are as follows:

  • Broad understanding of both Hong Kong and Mainland China regulatory and compliance environment.
  • Work with the Mainland China Compliance team, control partners and the business to ensure regulatory obligations and business processes are in compliance with the relevant rules and regulations.
  • Advice the business on Mainland China regulatory rules and regulations.
  • Develop and deliver the compliance program to the China business including assessment on impact of regulatory requirements.
  • Review regulatory and compliance responsibilities and have compliance oversight of the business activities based in Mainland China.
  • Develop relations with appropriate regulatory bodies with a focus on regulators in Mainland China to effectively communicate regulatory concerns, monitor the business regulatory commitments and manage communications across the business.
  • Prepare the business divisions for inspections including international regulatory reviews.
  • Lead the compliance monitoring programme to ensure the business is complying with regulatory obligations and relevant rules and regulations.
  • Prepare and deliver compliance training to the business.

Successful applicants will have the following skills and experience:

  • Degree qualified with at least 10 years of compliance gained in a leading financial institution.
  • Strong knowledge of Mainland China and Hong Kong regulatory rules and regulations are essential.
  • Detailed knowledge of regulations relating to securities, derivatives and commodities markets.
  • Proactive attitude with the ability to work under pressure.
  • Outstanding interpersonal and communication skills.
  • Able to demonstrate strong leadership experience.
  • Strong command of written and spoken English and Chinese (including Putonghua).

Information provided is for recruitment purposes only.

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